United
Nations
Treaty
Collection
Summary of Practice of the Secretary-General as Depositary of Multilateral Treaties |
 |
ST/LEG/7/Rev. 1
_______________________________________________________________________________________________
_______________________________________________________________________________________________
SUMMARY OF PRACTICE OF THE SECRETARY-GENERAL
AS DEPOSITARY OF MULTILATERAL TREATIES
Prepared by the Treaty Section of the
Office of Legal Affairs
UNITED NATIONS
New York, 1999
Errata
Para. 43 - The final sentence (starting at line 15) should be deleted.
Para. 79 - The second sentence (starting at line 4) should read as follows:
"However, a difficulty has occurred as to possible participation in treaties when entities
which appeared otherwise to be States could not be admitted to the United Nations, nor
become parties to the Statute of the International Court of Justice owing to the
opposition of a permanent member of the Security Council."
Para. 84 - Second sentence (at line 5) . After the word "Brunei", add the word
"Darussalam".
Para. 86 - The third sentence (starting at line 8) should be deleted.
Para. 87 - Third sentence (line 6). After "2 April 1947" the remainder of the sentence
should be deleted.
Para. 89 - The third sentence (starting at line 12) should read as follows:
"However, this is without effect on the capacity of the Federal Republic of Yugoslavia
(Serbia and Montenegro) to participate in treaties deposited with the Secretary- General
subject to any decision taken by a competent organ representing the international
community of States as a whole or by a competent treaty organ with regard to a
particular treaty or convention."
Para. 97 - The penultimate sentence (starting at line 14) should read as follows:
"Should entities in this category attain independence and become fully fledged States,
their status will change accordingly."
Paras. 176 (line 8), 178 (line 6) and 211 (line 3) - The word "passing" and "pass" should
be followed by the word "judgement".
Para. 297 should read as follows:
"In the absence of provisions which set specific conditions for succession or which
otherwise restrict succession, the Secretary-General is guided by the participation
clauses of the treaties as well as by the general principles governing the participation of
States (see chap. V) . The independence of the new successor State, which then
exercises its sovereignty on its territory, is without effect on the treaty rights and
obligations of the predecessor State in its own (remaining) territory. Thus, after the
separation of parts of the territory of the Union of Soviet Socialist Republics (which
became independent States) , the Russian Federation continued all treaty rights and
obligations of the predecessor State. 170/ "*
Para. 298 - The second sentence (starting on line 1) should read as follows:
"Such was the case when the Czech Republic and Slovakia were formed upon the
agreed dissolution of Czechoslovakia, which consequently ceased to exist."
Annex XVII - Date of ratification: The date in the French text should read "(19 juillet
1994)."
____________
*The correction, inter alia, includes the deletion of the final two sentences of the
original paragraph.
-iii/iv-
GENERAL TABLE OF CONTENTS
|
Page
|
| Chapter I. Introduction
............................................................... |
1
|
| Chapter II.
General aspects of depositary functions....................... |
3 |
| Chapter III.
Original text ............................................................... |
11 |
| Chapter IV. Certified copies.......................................................... |
18 |
Chapter V. States and international organizations which may
become parties.........................................................
|
21 |
| Chapter VI. Full powers and signatures
......................................... |
31 |
| Chapter VII. Deposit of binding instruments
.................................... |
36 |
| Chapter VIII.Reservations, objections, declarations
......................... |
49 |
| Chapter IX. Entry into force
......................................................... |
66 |
|
Chapter X. Amendments, extension, suspension and
termination of a treaty ..............................................
|
75 |
| Chapter XI. Territorial application
.................................................. |
80 |
| Chapter XII. Successions to treaties
.............................................. |
86 |
| Chapter XIII. Depositary notifications by the Secretary-General........ |
92 |
| Annexes
...................................................................................... |
103 |
_________________
* The revised and updated version of this title originally appeared under the
symbol ST/LEG/8.
v-
TABLE OF CONTENTS
| Chapter |
Paragraphs |
Page |
| I. INTRODUCTION
............................................................... |
1 - 8
|
1
|
| II. GENERAL ASPECTS OF DEPOSITARY FUNCTIONS
......... |
9 - 37
|
3
|
|
A.
Background .............................................................
|
9 - 11
|
3
|
B.
Designation of the depositary and determination of
his functions ............................................................. |
12 - 27
|
3
|
|
1. General principles ............................................. |
12 - 14
|
3
|
|
2. Joint depositaries .............................................. |
15 - 19
|
4
|
|
3. Transfer of depositary functions ......................... |
20 - 21
|
5
|
|
4. Successive depositaries of related treaties
.......... |
22
|
6
|
5. Deposit with the Secretary-General of
the instruments of
acceptance of amendments to
the Charter of the United Nations ....................... |
23 - 26
|
6
|
6. No official other than the Secretary-General
may be depositary; actual discharge of functions
entrusted to the office of Legal Affairs of the
United Nations Secretariat
................................. |
27
|
7
|
C.
Acceptance of depositary functions by the
Secretary-General .................................................... |
28 - 30
|
7
|
|
1. General principles ............................................. |
28 - 29
|
7
|
|
2. Exceptions ....................................................... |
30
|
8
|
|
D. Extended scope of depositary functions
..................... |
31 - 35
|
8
|
1. Distinction between depositary and
administrative functions ..................................... |
31 - 33
|
8
|
2. Providing legal opinions and treaty
information........................................................ |
34 - 35
|
9
|
E. Assumption of depositary duties in regard to treaties
deposited with the League of Nations
..........................
|
36 - 37
|
9
|
| III. ORIGINAL TEXT
............................................................... |
38 - 62
|
11
|
|
A.
Preparation of the original ..........................................
|
38 - 47
|
11
|
|
1. General principles ........................................ |
38 - 39
|
11
|
|
2. Authentic languages ...... .................................... |
40 - 42
|
11
|
|
3. Multilingual title pages and signature pages ..........
|
43 - 44
|
12
|
|
4. Subsequent authentic texts ................................. |
45 - 47
|
13
|
B. Correction of errors or of a lack of concordance
in the original of a multilateral treaty
............................ |
48 - 62
|
13
|
|
1. Identification of errors ......................................... |
48 - 49 |
13 |
2. Communication of the proposed corrections to
States ................................................................ |
50 - 52 |
14 |
3. Procedure relating to the acceptance of proposed
corrections ......................................................... |
53 - 54 |
15 |
|
4. Time-limit for objections to proposed corrections
... |
55 - 58 |
15 |
|
5. Procés-verbal of correction of the original
............. |
59 |
16 |
|
6. Simplified procedure ........................................... |
60 |
16 |
7. Legal effects of objections to proposed
corrections ......................................................... |
61 - 62 |
17 |
| IV. CERTIFIED COPIES
........................................................ |
63 - 72 |
18 |
|
A. Purpose ................................................................... |
63 |
18 |
|
B. Contents and preparation .......................................... |
64 |
18 |
|
C. Format of the certification ......................................... |
65 - 67 |
18 |
|
D. Absence of an original text ........................................ |
68 - 69 |
19 |
|
E. Recipients of certified copies .................................... |
70 - 71 |
20 |
|
F. Correction of errors .................................................. |
72 |
20 |
V. STATES AND INTERNATIONAL ORGANIZATIONS
WHICH MAY BECOME PARTIES
...................................... |
73 - 100 |
21 |
|
A. General principles ........ |
73 - 78 |
21 |
B. The "Vienna formula"; the "all States formula";
the practice of the General Assembly
......................... |
79 - 83 |
22 |
|
1. The "Vienna formula .......................................... |
79 - 80 |
22 |
|
2. The "all States formula" ...................................... |
81 |
23 |
|
3. The practice of the General Assembly ................ |
82 - 83 |
23 |
|
C. Applications of the practice of the General Assembly
.. |
84 - 89 |
24 |
|
1. Colonial countries upon independence ............... |
84 |
24 |
|
2. Cook Islands .................................................... |
85 - 86 |
24 |
|
3. Marshall Islands ................................................ |
87 |
25 |
4. States not meeting the "Vienna formula"
requirements .................................................... |
88 - 89 |
25 |
|
D. United Nations Council for Namibia
........................... |
90 |
26 |
|
E. Regional agreements
................................................ |
91 - 94 |
26 |
|
F. Participation by non-independent entities
.................... |
95 - 97 |
27 |
|
G. International organizations.......................................... |
98 - 99 |
28 |
|
H. Liberation movements ............................................... |
100 |
29 |
| VI. FULL POWERS AND SIGNATURES
.................................. |
101 - 119 |
31 |
|
A. Authorities representing the State without full powers
... |
101 |
31 |
B. Authorities issuing the full powers: specific and
general full powers
.................................................... |
102 - 103 |
31 |
|
C. Formalities for which full powers are required
............. |
104 - 107 |
31 |
|
D. Verifications ............................................................ |
108 - 115 |
32 |
|
E. Opening for signature ............................................... |
116 - 119 |
33 |
| VII. DEPOSIT OF BINDING INSTRUMENTS
............................. |
120 - 160 |
36 |
|
A. Issuing authorities .................................................... |
121 - 127 |
36 |
|
1. General principles.............................................. |
121 - 123 |
36 |
|
2. State representing another State ........................ |
124 - 127 |
36 |
|
B. Form and contents of the instruments ........................ |
128 - 133 |
38 |
|
C. Time-limits for deposit
.............................................. |
134 - 138 |
40 |
D. Place, method, effective date and acknowledgment of
deposit
.................................................................... |
139 - 143 |
41 |
|
1. Place and method ............................................. |
139 - 141 |
41 |
|
2. Date of deposit ................................................. |
142 |
41 |
|
3. Acknowledgment of deposit................................ |
143 |
42 |
|
E.
Instrument in respect of only part of a treaty ............... |
144 - 146 |
42 |
|
F.
Notifications ............................................................. |
147 - 155 |
43 |
|
1. General principles
............................................. |
147 |
43 |
|
2. Notifications providing information
...................... |
148 |
43 |
|
3. Notifications in the nature of
instruments.............. |
149 |
43 |
4. Subsequent notifications by States extending
the scope of application
.................................... |
150 - 154 |
44 |
5. Subsequent notifications by States limiting
the scope of application .................................... |
155 |
45 |
|
G.
Secondary effects of the deposit of an instrument ....... |
156 |
46 |
|
H.
Withdrawal of an instrument ...................................... |
157 - 159 |
47 |
|
I.
Denunciation of a treaty ........................................... |
160 |
47 |
| VIII.RESERVATIONS, OBJECTIONS, DECLARATIONS
............ |
161 - 220 |
49 |
|
A. Definition of the term "reservation"
............................. |
161 |
49 |
|
B. Main issues raised by reservations
............................ |
162 - 167 |
49 |
C. Practice of the Secretary-General as depositary prior
to 1952, as concerns treaties silent as to reservation
... |
168 - 172 |
50 |
D. Depositary practice recommended by the General
Assembly in resolutions 598 (VI) and 1452 B (XIV)
in respect of treaties silent as to
reservations .............. |
173 - 188 |
52 |
|
1.
Background....................................................... |
173 - 176 |
52 |
2. Practice of the Secretary-General after the
adoption ofresolution 599
(VI)............................. |
177 - 187 |
52 |
|
(a) In general
............................................... |
177 - 181 |
52 |
(b) In case of objections to participation by
another State and of objections to
territorial applications................................ |
182 - 183 |
54 |
(c) Practice as concerns the determination of
the entry into force of a treaty ................... |
184 - 187 |
54 |
3. Practice after the adoption of resolution
1452 B (XIV)..................................................... |
188 |
56 |
E.
Practice of the Secretary-General, as depositary,
in respect of treaties that contain provisions as to
reservations
............................................................. |
189 - 196 |
56 |
|
1. General principles ..... |
189 - 193 |
56 |
2. Determination of whether the statement
accompanying the instrument is a reservation....... |
194 - 196 |
57 |
F. Special practice in respect of reservations to
constitutive acts of international organizations
............. |
197 - 203 |
59 |
|
1. International organizations in
general.................... |
197 - 198 |
59 |
|
2. The specialized agencies of the United
Nations..... |
199 - 203 |
60 |
G. Reservations made after the deposit of the related
instrument
................................................................ |
204 - 207 |
61 |
|
1. General
principles............................................... |
204 |
61 |
2. Practice of the Secretary-General as
depositary......................................................... |
205 - 206 |
61 |
3. Notifications constituting authorized subsequent
reservations ...................................................... |
207
|
62 |
|
H. Reservations made upon
signature.............................. |
208 - 209 |
62 |
|
1. General
principles.............................................. |
208 |
62 |
|
2. Effect of reservations made upon
signature........... |
209 |
62 |
|
I. Objections to reservations
........................................... |
210 - 215 |
62 |
|
1. General
principles............................................... |
210 |
62 |
|
2. The Vienna Convention
system............................ |
211 |
63 |
|
3. Practice of the
Secretary-General........................ |
212 - 215 |
63 |
|
J. Withdrawal of reservations and objections
................... |
216 |
64 |
|
K.
Declarations
.........................................................................
|
217 - 220 |
64 |
|
1. General principles
............................................................ |
217 |
64 |
|
2. Practice of the Secretary-General
..................................... |
218 - 220 |
65 |
| IX. ENTRY
INTO FORCE ............................................................ |
221 - 247 |
66 |
|
A. Initial entry into force
....................................................... |
222 - 242 |
66 |
|
1. Entry into force on a set
date........................................ |
223 |
66 |
|
2. Entry into force under conditions and a date
determined according to provisions of the treaty ............
|
224 - 232 |
66 |
|
3. Calculation of the number of instruments
....................... |
233 - 235 |
69 |
4. Calculation of the effective date of initial entry into
force .......................................................................... |
236 |
70 |
|
5. Provisional entry into force
......................................... |
237 - 241 |
70 |
|
6. Procés-verbal of entry into force .................................. |
242 |
72 |
|
B. Subsequent entry into force for additional parties
.............. |
243 - 247 |
72 |
|
1. Provisions concerning entry into force ........................ |
243 |
72 |
|
2. Calculation of effective date for instruments of
ratification, acceptance and accession deposited after
entry into force
..........................................................
|
244 - 247 |
72 |
|
X. AMENDMENTS, EXTENSION,
SUSPENSION AND
TERMINATION OF A TREATY
..............................................
|
248 - 262 |
75 |
|
A. Amendments
................................................................. |
248 - 255 |
75 |
|
1. Under procedures provided for in the treaty ................ |
248 - 251 |
75 |
(a) Amendments deemed accepted upon approval by a
number of parties ................................................ |
249 |
75 |
|
(b) Amendments decided by a governing body ........... |
250 |
75 |
(c) Amendments effected pursuant to a revision
procedure .......................................................... |
251 |
76 |
|
2. In the absence of provisions concerning amendments .. |
252 - 255 |
76 |
B. Duration, extension (prorogation) and suspension or
termination of a
treaty ....................................................... |
256 - 262 |
77 |
|
1. Duration
...................................................................... |
256 |
77 |
|
2. Extension (prorogation)
................................................ |
257 - 258 |
78 |
|
3. Suspension, termination
............................................... |
259 - 262 |
78 |
| XI. TERRITORIAL
APPLICATION ................................................. |
263 - 285 |
80 |
|
A. Background
...................................................................... |
263 - 265 |
80 |
B.
Treaties which include clauses concerning territorial
application
........................................................................ |
266 -272 |
80 |
|
1. General principles
.................................................... |
266 - 268 |
80 |
2. Practice of the Secretary-General when there are
territorial clauses
......................................................... |
269 - 271 |
81 |
|
3. "Federal clauses" (territorial units)
................................ |
272 |
82 |
|
C. Absence of territorial clauses
............................................. |
273 - 285 |
83 |
|
1. General principles
......................................................... |
273 - 278 |
83 |
|
2. Declaration of non-application
........................................ |
279 - 280 |
84 |
3. Declaration of application in respect of certain
Territories only
............................................................. |
281 |
84 |
|
4. Declaration of territorial application made
subsequently to the deposit of the instrument ..................
|
282 - 283 |
84 |
5. Reservations as to the scope of the
territorial
application
................................................................... |
284 - 285 |
85 |
| XII.
SUCCESSIONS TO TREATIES ............................................ |
286 - 310 |
86 |
|
A. Background, definitions and general principles
.................. |
286 - 291 |
86 |
|
1. Background
............................................................... |
286 - 287 |
86 |
|
2. Definitions
................................................................. |
288 |
86 |
|
3. General principles
...................................................... |
289 - 291 |
87 |
|
B. Participation of new States in treaties
............................... |
292 - 293 |
87 |
|
C. Participation by succession
............................................ |
294 - 302 |
88 |
1. When there are provisions relating to succession in the
treaty
........................................................................ |
294 - 296 |
88 |
|
2. In the absence of provisions relating to succession ....... |
297 - 301 |
89 |
|
3. Reservations withdrawn or made upon succession ........ |
302 |
90 |
|
D. "General" declarations of succession
............................... |
303 - 307 |
90 |
|
E. Devolution agreements
.................................................... |
308 - 310 |
91 |
|
XIII. DEPOSITARY NOTIFICATIONS BY
THE SECRETARY-GENERAL ................
|
311 - 316 |
92 |
|
Annexes
|
|
|
|
I. Table of contents of the publication Multilateral Treaties
Deposited with the Secretary-General (ST/LEG/SER.E/-) [as at 31
December 1994]
|
|
104 |
|
II. Text of article 77 of the Vienna Convention on the Law of Treaties
......................................................................................................... |
|
120 |
|
III.Example of depositary notification pursuant to the adoption of
amendments by a review conference
..................................................
|
|
121 |
|
IV.
Example of depositary notification pursuant to the establishment by the
Secretary-General of an authentic text and its adoption under the 90
days'
procedure.............................................................................
|
|
122 |
|
V.
Example of depositary notification pursuant to the establishment by the
Secretary-General of a convention amended by a subsequent protocol
.............................................................................................
|
|
123 |
|
VI.
Example of depositary notification transmitting proposed corrections to
the original text of a treaty under the 90 days' procedure ..
|
|
124 |
|
VII. Procés-verbal concerning the rectification of the text of a
treaty ............................................................................................... |
|
125 |
|
VIII.Example of depositary notification concerning the correction of
Regulations annexed to the Agreement concerning the Adoption of Uniform
Conditions of Approval and Reciprocal Recognition of Approval for Motor
Vehicle Equipment and Parts
..............................................
|
|
126 |
|
IX. Model of certification of the copies of a treaty
......................... |
|
127 |
|
X.
Example of depositary notification by which certified copies are
transmitted to the States and organizations concerned
.........................
|
|
128 |
|
XI. Example of full powers
............................................................ |
|
129 |
|
XII. Example of general full powers
.............................................. |
|
130 |
|
XIII. Example of depositary notification pursuant to the signature of a
treaty (with reservations and declarations)
........................................ |
|
131 |
|
XIV.
Example of depositary notification concerning the opening for signature
of a
treaty............................................................................
|
|
132 |
|
XV. Example of confirmation of the competence of an official other
than the Head of State or Government or the Minister for Foreign Affairs
to bind his
State................................................................................. |
|
133 |
|
VI. Examples of binding instruments
............................................. |
|
134 |
|
XVII. Example of notice in the Journal of the United Nations ........... |
|
135 |
|
XVIII. Example of depositary notification concerning the deposit of an
instrument of ratification and specifying the date of entry into force
of the treaty for the State concerned
.......................................................
|
|
136 |
|
XIX. Example of depositary notification specifying the participation in
a treaty by virtue of the deposit of an instrument in respect of another
treaty
.............................................................................................. |
|
137 |
|
XX. General Assembly resolution 598 (VI)
.................................... |
|
138 |
|
XXI.
General Assembly resolution 478 (V) 139 ..............................
|
|
139 |
|
XXII. Excerpt from Reservations to the Convention on the Prevention and
Punishment of the Crime of Genocide, Advisory Opinion of 28 May 1951:
I.C.J. Reports, 1951, p. 29
........................................
|
|
140 |
|
XXIII. Example of depositary notifications in connection with
reservations or declarations made after the deposit of the corresponding
instrument
.........................................................................................
|
|
141 |
|
XXIV. Example of depositary notification in connection with the entry
into force of a treaty
.................................................................
|
|
144 |
|
XXV.
Example of depositary notification in connection with the territorial
extension of a treaty
.............................................................
|
|
145 |
|
XXVI. Example of depositary notification pursuant to the deposit of an
instrument of succession
...............................................................
|
|
146 |
|
XXVII. Example of depositary notification in connection with the deposit
of an instrument of succession with different reservations than those
made by the predecessor State
.................................................
|
|
147 |
|
XXVIII. Example of a "general', declaration of succession
circulated by the Secretary-General
....................................................................
|
|
148 |
-xiv-
Chapter I
INTRODUCTION
1. The number of
multilateral agreements deposited with the Secretary-General totaled 436 as at
31 December 1993. In addition, the Secretary-General also exercises the function
of depositary with respect to the treaties that had been deposited with the
Secretary-General of the League of Nations (see para. 36) . Thus, the
Secretary-General is, on a worldwide basis, the principal depositary of
treaties. Volume V of the Repertory of Practice of United Nations Organs, 1/ in the section dealing
with Article 98 of the Charter of the United Nations, contains certain comments
regarding the depositary functions of the Secretary-General.
2. The purpose of the
present summary is to highlight the main features of the practice followed by
the Secretary-General in this field in the daily exercise of his functions. A
number of annexes follow the main body of the text, containing models of
instruments, depositary notifications by the Secretary-General, etc. This volume
supersedes the previous "Summary of practice of the Secretary-General as
depositary of multilateral agreements" (ST/LEG/7).
3. Multilateral
agreements do not remain static and the depositary is frequently required to
solve problems that arise. Changes in the structure of States, the emergence of
new States exercising full sovereignty and the establishment of a growing number
of international organizations have also had repercussions in the field of
multilateral agreements.
4. It will therefore be
seen that the Secretary-General's practice has evolved over time as a result of
efforts to find more satisfactory solutions in the light of experience or of
actions by an organ of the United Nations or in response to comments from
Governments.
5. The structure of the
present summary follows the usual chronology of the functions to be performed by
the depositary from the time of conclusion of the treaty. Each phase is dealt
with in a separate chapter, where the problems involved, the solutions adopted
and the current practice are described.
6. It must be borne in
mind, however, that many of the various aspects of depositary functions are
intimately interlinked. For example, full powers must emanate from those same
authorities that validly establish instruments of ratification. Thus, while the
specific aspects of full powers will be dealt with in one chapter, the practice
and requirements concerning the deposit of instruments, as described in a
subsequent chapter, also applies, mutatis mutandis, to full powers. In
the same manner, the specific problems raised by successions to treaties will be
discussed in one chapter, but the practice concerning the receivability and
deposit of instruments on a general level, as described in the relevant chapter,
also apply, mutatis mutandis, to successions. Another example of this
interrelationship would be the case where the Secretary-General, as depositary,
would have to refuse the deposit of an instrument when it includes reservations
that are prohibited by the treaty. In that case, the practice on reservation, as
described in the relevant chapter, would have an impact on the receivability of
the instrument. Cross-references have therefore been inserted, but not
exhaustively. The above-mentioned interrelations should therefore always be kept
in mind.
7. Mention should be made
of the publication Multilateral
Treaties Deposited with the Secretary-General (ST/LEG/SER.E/-18). This is a
yearly publication that gives the status of all such treaties as at 31 December
of each year. This publication covers: (a) all multilateral treaties, the
originals of which are deposited with the Secretary-General; (b) the Charter of
the United Nations, in respect of which certain depositary functions have been
conferred upon the Secretary-General (although the original of the Charter
itself is deposited with the Government of the United States of America; c)
multilateral treaties formerly deposited with the Secretary-General of the
League of Nations or other depositaries, to the extent that subsequent
formalities or decisions affecting them have been taken within the framework of
the United Nations; and (d) certain pre-United Nations treaties, other than
those formerly deposited with the Secretary-General of the League, which were
amended by protocols adopted by the General Assembly of the United Nations.
8. In the publication,
and for each treaty, participants are listed alphabetically, along with the
dates of their signature and deposit of their instrument of ratification,
accession, etc. The text of declarations, reservations and objections is also
included after the list of participants. The same applies to communications of a
special nature such as declarations recognizing the competence of committees
such as the Human Rights Committee or the Committee against Torture and
notifications under article 4 (3) of the Covenant on Civil and Political Rights,
notifications of territorial application and related communications, including
declarations with respect to objections. A number of notes to the present
summary refer to the said publication, where the text of relevant reservations,
objections, explanatory notes, etc., may be found. For the table of contents of
the publication, see annex I.
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Chapter II
GENERAL ASPECTS OF DEPOSITARY
FUNCTIONS
A. Background
9. The practice of
designating a "depositary" of multilateral treaties came into being as
a result of the increasing number of parties to multilateral agreements. The
General Assembly has not laid down a precise definition of the term
"treaty". 2/ The Vienna Convention on the Law of Treaties,
sometimes called "the Vienna Convention", 3/ in its article
2, proposes the following definition:
"'Treaty' means an international
agreement concluded ... in written form and governed by international law,
whether embodied in a single instrument or in two or more related
instruments and whatever its particular designation."
10. In the present
summary, the term "agreement" shall be understood to mean a treaty, an
"international multilateral agreement or convention", etc. Unless
precluded by the context, the term "State" may also apply to an
international organization when appropriate. As to the parties, a treaty may be
concluded between States, and also between States and international
organizations or between international organizations, as provided for in the
Vienna Convention on the Law of Treaties between States and International
Organizations or between International Organizations. 4/ The term
"international organization" is understood to mean an
intergovernmental organization as provided for in article 1, paragraph 1 (1), of
the Vienna Convention on the Representation of States in their Relations with
International Organizations of a Universal Character. 5/ Although
those definitions were given within specific frameworks, they reflect the
general consensus on the matter. When a multilateral treaty provided for its
subsequent ratification, the relevant instruments by the parties were, in the
past, "exchanged", as is the case with bilateral treaties.
11. In view of the
growing complexity of these procedures, the practice of designating a
"depositary" was initiated. The treaty was prepared and signed in one
copy only, which was entrusted to one of the parties, usually the State that had
hosted the Conference at which the treaty had been adopted; and this depositary
in turn prepared certified copies for all the parties. In addition, the
depositary, inter alia, verifies the acceptability of signatures and
instruments (or documents of a similar nature) and of related reservations,
declarations, etc., and duly informs the parties concerned, through depositary
notifications, of such actions, and also of the entry into force of the
treaties.
B. Designation of the
depositary and determination of his functions
1. General principles
12. The depositary is
normally designated by the treaty. In the past, only States were depositaries.
However, with the establishment first of the League of Nations and later of the
United Nations and its specialized agencies, these and other organizations have
been increasingly entrusted with depositary functions.
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13. As concerns the
Secretary-General, a practice evolved concerning the specific methods and
procedures according to which the Secretary-General, as depositary, would
perform his duties, which could include customary functions not specifically
provided for under the treaty concerned. In most of its aspects the
Secretary-General's practice was in essence codified 6/ by relevant! provisions
of the Vienna Convention on the Law of Treaties of 23 May 1969, which entered
into force on 27 January 1980 3/ and to which 74 States were parties as at 31
December 1993. The Secretary-General's present practice, though differing
somewhat from that described in the Convention (see annex II), does take into
account the most relevant provisions of the Vienna Convention as regards the
usual functions of a depositary. Accordingly, the parties to a number of
subsequent treaties have therefore not considered it necessary specifically to
list the various functions of the Secretary-General as depositary. Such a
listing may not always be exhaustive in any event, and these parties have simply
designated the Secretary-General as depositary, on the understanding that he
would perform all necessary duties in line with past practice and as outlined ir
the Vienna Convention.
14. As will be seen
below, the Secretary-General, in the performance of his depositary duties, is
guided by:
(a) The provisions of the treaty;
(b) Customary treaty law, including as it may be deemed
codified by various conventions on the matter;
c) The general principles flowing from pertinent
resolutions or decisions of the General Assembly and other organs of the United
Nations, specifically from General Assembly resolution 478 (V) of 16 November
1950.
2. Joint depositaries
15. In a few instances,
for example, in the Treaty on the Non-Proliferation of Nuclear Weapons, opened
for signature in London, Moscow and Washington on I July 1968, 7/
several depositaries have been appointed jointly, but the Secretary-General has
never shared depositary duties.
16. When it was
contemplated that the depositary functions pertaining to the Customs Convention
on Containers, 1972, might be exercised jointly by the Secretary-General of the
then Customs Cooperation Council and the Secretary-General, the
Secretary-General conducted a review of possible precedents. The only instance
of depositary functions exercised "jointly" by the Secretary-General
and another depositary appeared to be that of the Convention on the Privileges
and Immunities of the Specialized Agencies, 8/ section 42 of which
provides that States not members of the United Nations may accede in respect of
an agency by depositing an instrument, either with the Secretary-General or with
the head of the agency. Moreover, the "joint" depositary functions of
a head of agency are limited to that specific agency. This provision was
probably included for the same reasons as those that justified the "Vienna
formula" see para. 79 below). In practice, the only time this provision was
applied was when Nepal, prior to its becoming a member of the United Nations,
deposited an instrument in respect of the World Health organization. 9/
Accordingly, the Secretary-General concluded that such a joint exercise of
depositary function was not desirable since, apart from duplication of work, it
might lead to unnecessary complications resulting from possible differences in
the
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depositaries, practice. It was accordingly
decided that the existing practice in this respect should be continued.
17. Although the
Secretary-General is the only depositary proper of the Convention on the
International Maritime Organization, that Convention provides for a somewhat
complicated procedure as regards the amendment of the Convention. The
notifications of acceptance of amendments must be made not with the
Secretary-General of the United Nations, but with the Secretary-General of the
International Maritime organization, who then informs its members of the receipt
of the notifications. However, the Secretary- General of the International
Maritime organization must then also transmit the notifications of acceptance of
the amendments to the Secretary- General of the United Nations, and it is only
the formal deposit with the Secretary- General that produces a legal effect,
thus demonstrating that indeed the Secretary-General is the only depositary of
the Convention.
18. A somewhat similar
situation exists as concerns the Convention for the Protection of Producers of
Phonograms against Unauthorized Duplication of their Phonograms of 29 October
1971, 10/ where the Secretary-General does not himself notify States
parties, by means of a depositary notification, of the actions (signature,
deposit of instruments, etc.) taken by States in respect of the Convention, but
instead informs the Director-General of the World Intellectual Property
Organization, who is the one who notifies the parties. But here again, the
Director -General of the world intellectual Property Organization acts in an
ancillary fashion, since all depositary functions proper (custody of the
original, issuance of certified copies, signatures, deposit of instruments,
etc.) are performed by or with the Secretary- General.
19. It may also happen
that a treaty will provide that it shall be open for signature, usually for a
period of time, outside United Nations Headquarters. Thus, for example, the
Vienna Convention on the Law of Treaties was open for signature from 23 May 1969
to 30 November 1969 at the Federal Ministry of Foreign Affairs of Austria, and
only subsequently at United Nations Headquarters. Yet this authority to receive
signatures is also of an ancillary nature and not evidence of co-depositary
functions (see para. 116 below).
3. Transfer of depositary
functions
20. On the other hand,
depositary duties initially entrusted to the Secretary-General have occasionally
been subsequently transferred to another depositary under provisions of the
agreement itself, such as paragraphs 19 c) and 20 of the Terms of Reference of
the International Nickel Study Group. 11/
21. Conversely,
depositary functions entrusted to a State have been transferred to the
Secretary-General. Thus, for example, the functions exercised by the French
Government under the International Agreement of 4 May 1904 and the International
Convention of 4 May 1910 for the Suppression of the White Slave Traffic and the
International Agreement of 4 May 1910 for the Suppression of obscene
Publications were transferred to the Secretary-General in accordance with
Economic and Social Council resolution 82 (V) of 14 August 1947. The
Secretary-General has also assumed the depositary functions previously performed
by the Secretary-General of the League of Nations (see para. 36 below).
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