1.
Under Article 102 of the Charter of the United Nations every treaty
and every international agreement entered into by a Member of the United
Nations after the coming into force of the Charter must be registered with
the Secretariat and published by it. The General Assembly, by Resolution
97(1) of 14 December 1946, adopted Regulations to give effect to Article
102 of the Charter. These Regulations were last amended on 15 December
1997 (the Regulations).
2. Under Article 1 of the Regulations, parties to a treaty or an international
agreement are required to affect the registration after the treaty or international
agreement has entered into force. Under Article 4 of the Regulations, the
United Nations is required to register ex officio every treaty or international
agreement where the United Nations:
(a) is a party to the treaty or agreement,
(b) has been authorized by the treaty or agreement to effect registration,
or
(c) is the depositary of a multilateral treaty or agreement.
Article 4 paragraph 2 of the Regulations also provides that specialised
agencies may register treaties in specific cases:
(a) where the constituent instrument of the specialised agency
provides for such registration,
(b) where the treaty or agreement has been registered with the specialised
agency pursuant to the terms of its constituent instrument, or
(c) where the specialised agency has been authorized by the treaty or
agreement to effect registration.
Under Article 10 of the Regulations, the filing and recording of certain
categories of treaties and international agreements other than those subject
to registration under Article 102 of the Charter of the United Nations
may be required. The Secretariat of the United Nations is designated in
Article 102 as the organ with which registration or filing and recording
is effected.
3. The obligation to register falls upon the Member State. The purpose
of Article 102 of the Charter of the United Nations is to avoid secret
diplomacy by ensuring the publication of all treaties and international
agreements. Paragraph 2 of Article 102 provides a sanction for failure
to discharge the obligation to register under paragraph 1. The sanction
provides that no party to a treaty or an international agreement which
has not been registered, may invoke that treaty or agreement before any
organ of the United Nations.
4.
The Statement of Treaties and International Agreements (the Monthly
Statement) is a publication produced monthly by the Treaty Section, Office
of Legal Affairs of the Secretariat pursuant to Article 13 of the Regulations.
It records all treaties and treaty actions which were registered in the
previous month.
5.
Part I of the Monthly Statement contains a statement of treaties
and international agreements registered in accordance with Article 1 of
the Regulations. Part II of the Monthly Statement contains a statement
of treaties and international agreements filed and recorded in accordance
with Article 10 of the Regulations. With regard to each treaty or international
agreement registered or filed or recorded the following information is
provided: (i) names of parties, (ii) registration or recording number,
(iii) title, (iv) date of conclusion, (v) date and method of entry into
force, (vi) languages in which is was concluded, (vii) name of the authority
which initiated the formality of registration or filing and recording and
(viii) the date of that formality.
6.
The Annexes to the Monthly Statement contain subsequent actions concerning
treaties and international agreements previously registered or filed and
recorded with the Secretariat of the United Nations or with the Secretariat
of the League of Nations. These actions may be in the form of supplementary
agreements, agreements which amend or modify previously registered agreements,
or certified statements. Certified statements are composed of data only,
such as ratifications, accessions, etc.
7.
When treaties and international agreements are submitted for the
purpose of registration or filing and recording, they are first examined
by legal officers within the Secretariat in order to ascertain (i) whether
they fall within the category of agreements requiring registration or are
subject to filing and recording, and (ii) whether the technical requirements
of the Regulations are met. It is noted that an authoritative body of practice
relating to registration has been developed since the origin of the League
of Nations. In some cases, the Secretariat may find it necessary to consult
with the registering party concerning the question of registrability. However,
since the terms “treaty” and “international agreement” have not been defined
in the Charter of the United Nations or in the Regulations, the Secretariat
broadly interprets the principle and respects the position of the Member
State submitting an instrument for registration in so far as that party
is concerned the instrument is a treaty or an international agreement within
the meaning of Article 102.
8. Registration of an instrument submitted by a Member State does not
imply a judgement by the Secretariat on the nature of the instrument, the
status of a party, or any similar question. It is the understanding
of the Secretariat that its action does not confer on the instrument the
status of a treaty or an international agreement if it does not already
have that status and does not confer on a party a status which it would
not otherwise have.
9. When a treaty or international agreement is registered or filed and
recorded ex officio it is the Secretariat’s responsibility to initiate
the act of registration.
Publication of treaties and international agreements
10. Under Article 12 of the Regulations, treaties and international agreements
registered or filed and recorded are published in the United Nations Treaty
Series (UNTS) in their original language or languages, together with a
translation in English and French, as necessary. By its Resolution A/RES/33/141
of 19 December 1978 amending Article 12 of the Regulations, the General
Assembly gave the Secretariat the option not to publish in extenso certain
categories of bilateral treaties or international agreements belonging
to one of the following categories, (Article 12 paragraph 2):
(a) Assistance and cooperation agreements of limited scope concerning
financial, commercial, administrative or technical matters;
(b) Agreements relating to the organisation of conferences, seminars
or meetings;
(c) Agreements that are to be published otherwise than in the UNTS by
the United Nations Secretariat or by a specialised or related agency.
11. By its Resolution A/RES/52/153 of 15 December 1997, the General
Assembly further amended Article 12 of the Regulations and extended the
option not to publish in extenso to multilateral treaties falling within
the same categories.
12.
In accordance with Article 12 paragraph 3 of the Regulations, the
treaties and international agreements that the Secretariat does not intend
to publish in extenso are identified in the Monthly Statement by an asterisk
preceding the title of the agreement.