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Origin
and background of the development and codification of international
law
1.
Historical antecedents (top)
The idea of developing international law through the restatement of
existing rules or through the formulation of new rules is not of
recent origin. In the last quarter of the eighteenth century Jeremy
Bentham proposed a codification of the whole of international law,
though in a utopian spirit. [1] Since his
time, numerous attempts at codification have been made by private
individuals, by learned societies and by Governments.
Enthusiasm
for the “codification movement” — the name sometimes given to such
attempts — generally stems from the belief that written international
law would remove the uncertainties of customary international law
by filling existing gaps in the law, as well as by giving precision
to abstract general principles whose practical application is not
settled.
While it is
true that only concrete texts accepted by Governments can directly
constitute a body of written international law, private codification
efforts, that is, the research and proposals put forward by various
societies, institutions and individual writers, have also had a
considerable effect on the development of international law. Particularly
noteworthy are the various draft codes and proposals prepared by
the Institut de Droit International, the International Law
Association (both founded in 1873) and the Harvard Research in International
Law (established in 1927), which have facilitated the work of various
diplomatic conferences convened to adopt general multilateral conventions
of a law-making nature.
[2]
Intergovernmental
regulation of legal questions of general and permanent interest
may be said to have originated at the Congress of Vienna (1814-15),
where provisions relating to the regime of international rivers,
the abolition of the slave trade and the rank of diplomatic agents
were adopted by the signatory Powers of the Treaty of Paris of 1814.
Since then, international legal rules have been developed at diplomatic
conferences on many other subjects, such as the laws of war on both
land and sea, the pacific settlement of international disputes,
the unification of private international law, the protection of
intellectual property, the regulation of postal services and telecommunications,
the regulation of maritime and aerial navigation and various other
social and economic questions of international concern. [3]
Although many
of these conventions were isolated events dealing with particular
problems and in some cases applied only to certain geographic regions,
a substantial number of them resulted from a sustained effort of
Governments to develop international law by means of multilateral
conventions at successive international conferences.
The protection
of industrial property, for instance, has been the subject of successive
conferences held since 1880, and the Paris Convention on the subject,
first adopted on 20 March 1883, has been progressively revised six
times and amended once. Similarly, the codification of international
law contained in the four Geneva Conventions of 12 August 1949 regarding
the protection of war victims and in the Protocols Additional to
the Geneva Conventions of 8 June 1977 [4] is the direct
descendant of the Geneva Red Cross Convention of 22 August 1864.
The Hague Peace
Conferences of 1899 and 1907, drawing upon the work and experience
of preceding conferences on the laws of war and upon the previous
practice of some Governments regarding the pacific settlement of
international disputes, reached agreement on several important conventions
and thus greatly stimulated the movement in favour of codifying
international law. The Second Peace Conference of 1907, however,
feeling the lack of adequate preparation for its deliberations,
proposed that some two years before the probable date of the Third
Peace Conference, a preparatory committee should be established
“with the tasks of collecting the various proposals to be submitted
to the conference, of ascertaining what subjects are ripe for embodiment
in an international regulation, and of preparing a programme which
the Governments should decide upon in sufficient time to enable
it to be carefully examined by the countries interested”. [5] Arrangements
for the Third Peace Conference were being made when the First World
War broke out.
2.
League of Nations Codification
Conference (top)
The intergovernmental effort to promote the codification and development
of international law made a further important advance with the resolution
of the Assembly of the League of Nations of 22 September 1924, envisaging
the creation of a standing organ called the Committee of Experts
for the Progressive Codification of International Law, which was
to be composed so as to represent “the main forms of civilization
and the principal legal systems of the world”.
[6] This Committee,
consisting of seventeen experts, was to prepare a list of subjects
“the regulation of which by international agreement” was most “desirable
and realizable” and thereafter to examine the comments of Governments
on this list and report on the questions which were “sufficiently
ripe”, as well as on the procedure to be followed in preparing for
conferences for their solution. This was the first attempt on a
worldwide basis to codify and develop whole fields of international
law rather than simply regulating individual and specific legal
problems.
After certain
consultations with Governments and the League Council, the Assembly
decided, in 1927, to convene a diplomatic conference to codify three
topics out of the five that had been considered to be “ripe for
international agreement” by the Committee of Experts, namely: (1)
nationality, (2) territorial waters and (3) the responsibility of
States for damage done in their territory to the person or property
of foreigners.
[7] The preparation
of the conference was entrusted to a Preparatory Committee of five
persons which was to draw up reports showing points of agreement
or divergency which might serve as “bases of discussion”, but not
to draw up draft conventions as had been proposed by the Committee
of Experts.
Delegates from
forty-seven Governments participated in the Codification Conference
which met at The Hague
from 13 March to 12 April 1930; but the only international instruments
which resulted from its work were on the topic of nationality.
[8] The Conference
was unable to adopt any conventions on the topics of territorial
water or State responsibility. Although the Conference provisionally
approved certain draft articles on territorial waters which later
exerted influence to the extent that Governments accepted them as
a statement of existing international law, it failed to adopt even
a single recommendation on the subject of State responsibility.
No further
experiment in codification was made by the League
of Nations after 1930. But on 25 September 1931, the
League Assembly adopted an important resolution on the procedure
of codification, the main theme of which was the strengthening of
the influence of Governments at every stage of the codification
process.
[9] This underlying
theme was subsequently incorporated in the Statute of the International
Law Commission of the United Nations, together with certain other
recommendations stated in the resolution, such as the preparation
of draft conventions by an expert committee, and the close collaboration
of international and national scientific institutes.
3.
Drafting and implementation of Article 13, paragraph 1, of the Charter
of the United Nations (top)
The Governments participating in the drafting of the Charter of the
United Nations were overwhelmingly opposed to conferring on the
United Nations legislative power to enact binding rules of international
law. As a corollary, they also rejected proposals to confer on the
General Assembly the power to impose certain general conventions
on States by some form of majority vote. There was, however, strong
support for conferring on the General Assembly the more limited
powers of study and recommendation, which led to the adoption of
the following provision in Article 13, paragraph 1: [10]
“1. The General Assembly shall initiate studies and make
recommendations for the purpose of:
“a. … encouraging the progressive development of international
law and its codification.”
During the
second part of its first session, the General Assembly, on 11 December
1946, adopted resolution 94 (I) E,
F,
S,
R,
C)
establishing the Committee on the Progressive Development of International
Law and its Codification, sometimes known as the “Committee of Seventeen”.
The Committee was directed to consider the procedures to be recommended
for the discharge of the General Assembly’s responsibilities under
Article 13, paragraph 1.
The Committee
held thirty meetings from 12 May to 17 June 1947 and adopted a report
recommending the establishment of an international law commission
and setting forth provisions designed to serve as the basis for
its statute.
[11]
Several important
questions of principle relating to the organization, scope, functions
and methods of an international law commission were thoroughly discussed
by the Committee. Some members of the Committee saw no marked distinction
between the progressive development of international law and its
codification. In both cases, they observed, it would be necessary
to conclude international conventions before the results were binding
on States. Most of the other members, however, thought that there
were differences of a substantive nature between codification and
progressive development, although there were divergencies in the
emphasis they placed on one or the other of the two concepts.
As to the composition
of an international law commission, the majority of the Committee
favoured the idea that members should not be representatives of
Governments but rather should serve in their individual capacities
as persons of recognized competence in international law. While
some members of the Committee stressed the scientific and non-political
nature of the work to be performed by the proposed commission, the
majority of the Committee took the view that the work of the commission
should always be carried out in close cooperation with the political
authorities of States and that actions in respect of the drafts
prepared by the Commission should be decided upon by the General
Assembly.
During the
second session of the General Assembly, a large majority of the
Sixth (Legal) Committee [12] favoured
the setting up of an international law commission, and a draft Statute
of the International Law Commission was prepared by a subcommittee
of the Sixth Committee.
[13] On 21 November
1947, the General Assembly adopted resolution 174 (II) (E,
F,
S,
R,
C),
establishing the International Law Commission and approving its
Statute.
Since then, the Statute has been amended by six further resolutions
of the General Assembly, adopted partly on the initiative of the
Commission and partly on that of Governments.
[14]
In accordance
with the relevant provisions of the Statute (articles 3 to 10),
the first elections to the International Law Commission took place
on 3 November 1948, and the Commission opened the first of its annual
sessions on 12 April 1949
Organization,
programme and methods of work of the International Law Commission
(top)
1.
Object of the Commission (top)
Article 1, paragraph 1, of the Statute
of the International Law Commission provides that the “Commission
shall have for its object the promotion of the progressive development
of international law and its codification”. Article 15 of the Statute
makes a distinction “for convenience” between progressive development
as meaning “the preparation of draft conventions on subjects which
have not yet been regulated by international law or in regard to
which the law has not yet been sufficiently developed in the practice
of States” and codification as meaning “the more precise formulation
and systematization of rules of international law in fields where
there already has been extensive State practice, precedent and doctrine”.
In practice, the Commission’s work on a topic usually involves some
aspects of the progressive development as well as the codification
of international law, with the balance between the two varying depending
on the particular topic.
[15]
Although the
drafters of the Statute
envisaged that somewhat different methods would be used in regard
to progressive development, on the one hand, and codification, on
the other, they thought it desirable to entrust both tasks to a
single commission. Furthermore, they did not favour proposals for
the setting up of separate commissions for public, for private and
for penal international law. Thus article 1, paragraph 2, of the
Statute states that the Commission “shall concern itself primarily
with public international law, but is not precluded from entering
the field of private international law”. For more than fifty years,
however, the Commission has worked almost exclusively in the field
of public international law. In 1996, the Commission noted that
in recent years it had not entered the field of private international
law, except incidentally and in the course of work on subjects of
public international law; moreover, it seemed unlikely that the
Commission would be called upon to do so having regard to the work
of bodies such as UNCITRAL and the Hague Conference on Private International
Law. [16] In contrast,
the Commission has worked extensively in the field of international
criminal law, beginning with the formulation of the Nürnberg
principles and the consideration of the question
of international criminal jurisdiction at its first
session, in 1949, and culminating in the completion of the draft
Statute for an International Criminal Court at its forty-sixth
session, in 1994, and the draft
Code of Crimes against the Peace and Security of Mankind at
its forty-eighth session, in
1996.
2. Members
of the Commission (top)
[See
membership page]
3.
Structure of the Commission (top)
(a) Officers
At the beginning of each session, the Commission elects from among
its members the Chairman, the First and Second Vice-Chairmen, the
Chairman of the Drafting Committee
[17] and the
General Rapporteur for that session.
[18] The Chairman
presides over the meetings of the plenary, the Bureau and the Enlarged
Bureau.
[19] A vice-chairman
has the same powers and duties as the Chairman when designated to
take the place of the Chairman.
[20] The Chairman
of the Drafting Committee presides over the meetings of the Drafting
Committee; recommends the membership of the Drafting Committee for
each topic; and introduces the report of the Drafting Committee
when it is considered in plenary. The General Rapporteur is responsible
for the drafting of the Commission’s annual report to the General
Assembly. The Commission has emphasized that the General Rapporteur
should play an active part in the preparation of the report
[21] .
(b) Bureau,
Enlarged Bureau and Planning Group
At each session, the Bureau, consisting of the five officers elected
at that session, considers the schedule of work and other organizational
matters with respect to the current session. The Enlarged Bureau,
consisting of the officers elected at the current session, the former
Chairmen of the Commission who are still members and the Special
Rapporteurs, may also be called upon to consider issues relating
to the organization, programme and methods of the Commission’s work.
Since the 1970s,
the Commission has established a Planning Group
[22] for each
session and entrusted it with the task of considering the programme
and methods of work of the Commission. Since 1992, the Planning
Group has established a Working Group on the Long-Term Programme
which is entrusted with the task of recommending topics for inclusion
in the Commission’s programme of work. The Working Group has been
reconstituted with the same Chairman and membership during the remaining
sessions of the quinquennium. The Planning Group may also establish
a Working Group to review and consider ways of improving the methods
of work of the Commission on the basis of a request by the General
Assembly or on the Commission’s own initiative.
(c) Plenary
The Commission meets in plenary primarily to consider the reports of
Special Rapporteurs, working groups,
the Drafting Committee, the Planning Group as well as any other
matters that may require consideration by the Commission as a whole.
The Commission also decides in plenary to refer proposed draft articles
to the Drafting Committee and to adopt provisional or final draft
articles and commentaries.
[23] At the
end of each session, the Commission considers and adopts in plenary
its annual report to the General Assembly.
The primary
role of the general debate in plenary is to establish the broad
approach of the Commission to a topic for the primary purpose of
providing guidance to the Commission, its subsidiary organs and
Special Rapporteurs on the directions to be taken.
[24] This is
essential to ensure that subsidiary organs, such as the Drafting
Committee or a working group, are working along lines broadly acceptable
to the Commission as a whole. The Commission has indicated that
the Chairman of the Commission should, whenever possible, indicate
the main trends of opinion revealed by the debate in plenary to
facilitate the task of the Drafting Committee.
[25] The Commission
has also recommended that the plenary debates should be reformed
to provide more structure and to allow the Chairman to make an indicative
summary of conclusions at the end of the debate,
[26] based if
necessary on an indicative vote.
[27]
At its forty-ninth
session, in 1997, the Commission introduced the mechanism of short,
thematic debates or exchanges of views in plenary on particular
issues or questions raised during the consideration of a topic,
the so-called “mini-debates,” in order to facilitate a more focused
debate on particular issues. At its fifty-fourth
session, in 2002, the Commission expressed the view that the “mini-debates”
were useful and constituted an important innovation in its working
methods. The Commission emphasized, however, that a mini-debate
should be brief, focused and not include long statements falling
outside its scope. [28]
The Commission
holds its plenary meetings in public
[29] unless
it decides otherwise, in particular when dealing with certain organizational
or administrative matters.
[30] The Commission’s
decisions on substantive and procedural matters are taken in plenary
or, if such decisions are reached in a private meeting or informal
consultations, announced by the Chairman in plenary. [31]
(d) Special
Rapporteurs
The role of the Special Rapporteur is
central to the work of the Commission.
[32] Although
the Statute
only envisages the appointment of a Special Rapporteur in the case
of progressive development (article 16 (a)), the practice
of the Commission has been to appoint a Special Rapporteur at the
early stage of the consideration of a topic, where appropriate,
without regard to whether it might be classified as one of codification
or progressive development.
[33] The functions
of the Special Rapporteur continue until the Commission has completed
its work on the topic, provided that he or she remains a member
of the Commission.
[34] In the
event that it becomes necessary to appoint a new Special Rapporteur,
the Commission usually suspends its work on the topic for an appropriate
period of time to enable the newly appointed Special Rapporteur
to perform the tasks required depending on the stage of work on
the topic.
Special
Rapporteurs are one of the institutional features of the Commission
which contribute to the efficient performance of its functions and
which have served it well. [35] The Special
Rapporteur performs a number of key tasks, including preparing reports
on the topic, participating in the consideration of the topic in
plenary, contributing to the work of the Drafting Committee on the
topic, and elaborating commentaries to draft articles.
The Special
Rapporteur marks out and develops the topic, explains the state
of the law and makes proposals for draft articles in the reports
on the topic.
[36] The reports
of Special Rapporteurs form the very basis of work for the Commission
and constitute a critical component of the methods and techniques
of work of the Commission established in its Statute. [37] The Commission
has recommended that Special Rapporteurs specify the nature and
scope of work planned for the next session to ensure that future
reports meet the needs of the Commission as a whole and that reports
be available to members sufficiently in advance of the session to
enable study and reflection.
[38] The Commission
has also recommended that a consultative group be appointed by the
Commission to provide input on the general direction of the report
and on any particular issues the Special Rapporteur wishes to raise.
[39] The Special
Rapporteur usually introduces the report at the beginning of the
Commission’s consideration of the topic in plenary, responds to
questions raised during the debate and makes concluding remarks
summarizing the main issues and trends at the end of the debate.
The role of
the Special Rapporteur with respect
to the Drafting Committee comprises the following elements: (a)
to produce clear and complete draft articles; (b) to explain the
rationale behind the draft articles currently before the Drafting
Committee; and (c) to reflect the view of the Drafting Committee
in revised draft articles and/or commentary.
[40] The Special
Rapporteurs should prepare commentaries to draft articles on their
respective topics which are as uniform as possible in presentation
and length.
[41] The Special
Rapporteurs should also, as far as possible, produce draft commentaries
or notes to accompany their draft articles and revise them in the
light of changes made by the Drafting Committee to ensure their
availability at the time of the debate of the draft articles in
plenary. [42] The Special
Rapporteur may also draft other working documents of the Commission
and the Drafting Committee, as required by the Commission’s progress
of work on the topic.
(e) Working
groups
The Commission has made use of working groups, sometimes called subcommittees,
study groups or consultative groups, on particular topics. These
ad hoc subsidiary bodies have been established by the Commission
or by the Planning Group for different purposes and with different
mandates. [43] They may
be of limited membership or open-ended.
[44]
The Commission
has established working groups on new topics before appointing a
Special Rapporteur to undertake preliminary
work or to help define the scope and direction of work, including:
formulation of the Nürnberg principles;
succession of States and Governments;
question of treaties concluded between
States and international organizations or between two or more international
organizations; the law of the
non-navigational uses of international watercourses; status
of the diplomatic courier and the diplomatic bag not accompanied
by diplomatic courier; international
liability for injurious consequences arising out of acts not prohibited
by international law (and second
part of the topic); jurisdictional
immunities of States and their property; diplomatic
protection; and unilateral acts
of States.
[45]
The Commission
has also established working groups after appointing a Special
Rapporteur [46] to consider
specific issues or to determine the direction of the future work
on a particular topic or sub-topic, including: arbitral
procedure; State responsibility
[47] ); relations between States and international organizations (first
part of the topic and second
part of the topic) [48] ); draft code of offences against the
peace and security of mankind; international liability for injurious
consequences arising out of acts not prohibited by international
law (the topic as a whole, prevention
aspect of the topic and liability
aspect of the topic); unilateral
acts of States; nationality
in relation to the succession of States; diplomatic
protection; responsibility
of international organizations
[49] ; and shared natural resources.
[50]
The Commission
has further established working groups to handle a topic as a whole,
for example, in case of urgency, including: question
of the protection and inviolability of diplomatic agents and other
persons entitled to special protection under international law;
review of the multilateral treaty-making
process; draft code of offences
against the peace and security of mankind (draft Statute for an
International Criminal Court); jurisdictional
immunities of States and their property; and fragmentation
of international law.
[51] Whereas
the Drafting Committee works on texts of articles prepared by a
Special Rapporteur, a working group
begins its work at an earlier stage when ideas are still developing
and thus is more closely involved in the formulation of an approach
and drafts.
[52] Such a
working group may continue its work over several sessions, with
substantial continuity of membership, while the composition of the
Drafting Committee changes from year to year.
[53] In most
cases, if the working group has undertaken careful drafting, the
final product is submitted directly to the Commission in plenary,
not to the Drafting Committee, to avoid duplication or even mistakes
which may be made if members of the Drafting Committee have not
been party to the detailed discussion which underlies a particular
text. In some cases, however, the Drafting Committee may have a
role in engaging in a final review of a text from the perspective
of adequacy and consistency of language. [54]
Whatever its
mandate, a working group is always subordinate to the Commission,
the Planning Group or other Commission organ which established it.
It is for the relevant organ to issue the necessary mandate, to
lay down the parameters of any study, to review and, if necessary,
modify proposals, and to make a decision on the product of the work.
[55]
In 1996, the
Commission recommended that working groups be more extensively used
to resolve particular disagreements and, in appropriate cases, to
expeditiously deal with whole topics; in the latter case normally
acting in place of the Drafting Committee [56] .
(f) Drafting
Committee
Since its first session, the Commission
has made use of a Drafting Committee,
[57] the composition
of which has been progressively enlarged to take account of the
increase in the size of the Commission. The membership of the Drafting
Committee varies from session to session and, since 1992, from topic
to topic at any given session, although it continues to be a single
body exercising its functions under one Chairman.
[58] The General
Rapporteur takes part in the Drafting Committee’s work and the Special
Rapporteurs who have not been appointed to the Drafting Committee
participate when their topics are being considered. The Drafting
Committee is also constituted so as to provide equitable representation
of the principal legal systems and the various languages
[59] of the
Commission within limits compatible with its drafting responsibilities.
[60]
The Drafting
Committee plays an important role in harmonizing the various viewpoints
and working out generally acceptable solutions.
[61] The Drafting
Committee is entrusted not only with purely drafting points but
also with points of substance which the full Commission has been
unable to resolve or which seemed likely to give rise to unduly
protracted discussion.
[62] In practice,
the Commission usually does not take a vote in the Commission at
the end of its first discussion of a particular article, and leaves
it to the Drafting Committee to try to draft a generally satisfactory
text on the question. The Drafting Committee’s proposals have very
often been adopted unanimously by the Commission, sometimes without
discussion. However, the Drafting Committee’s texts are subject
to amendments or alternative formulations submitted by members of
the Commission and may be referred back to the Committee for further
consideration.
[63] The Commission
has noted that premature referral of draft articles to the Drafting
Committee, and excessive time-lags between such referral and actual
consideration of draft articles in the Committee, have counter-productive
effects.
[64]
The report
of the Chairman of the Drafting Committee to the Commission in plenary
provides a detailed summary of its work on each topic, including
an explanation of the draft articles that have been adopted by the
Drafting Committee and are submitted for consideration and adoption
by the Commission in plenary.
[65]
4.
Programme of work (top) (see also:
Analytical Guide)
(a) Methods
for the selection of topics
Under the Statute,
the Commission shall consider proposals for the progressive development
of international law referred by the General Assembly (article 16)
or submitted by Members of the United Nations, the principal organs
of the United Nations other than the General Assembly, specialized
agencies or official bodies established by intergovernmental agreements
to encourage the progressive development and codification of international
law (article 17). With respect to codification, the Commission is
required to survey the whole field of international law with a view
to selecting appropriate topics (article 18). In addition, the Commission
may recommend to the General Assembly the codification of a particular
topic which is considered necessary and desirable (article 18).
At its first session, in 1949,
the Commission decided that it had competence to proceed with its
work of codification of a topic that it had recommended to the General
Assembly without awaiting action by the General Assembly on such
recommendation. [66] However,
in practice, the Commission has generally sought endorsement by
the General Assembly before engaging in the substantive consideration
of a topic. The General Assembly may also request the Commission
to deal with any question of codification which receives priority
(article 18).
In the early
years, the Commission received a number of proposals and special
assignments from the General Assembly as well as proposals from
the Economic and Social Council. In 1996, the Commission expressed
concern that the relevant provisions of the Statute have been used
infrequently in recent years and recommended that the General Assembly
— and through it other bodies within the United Nations system —
should be encouraged to submit to the Commission possible topics
involving codification and progressive development of international
law. [67]
The Commission
has conducted two surveys of international law as provided for in
its Statute, the first, at its first session, in 1949, on the basis
of a Secretariat memorandum entitled “Survey of international law
in relation to the work of codification of the International Law
Commission,”
[68] and the
second, on the occasion of the Commission’s twentieth session on
the basis of a series of documents prepared by the Secretariat, [69] in particular
a working paper entitled “Survey of International Law,” prepared
by the Secretary-General in response to the Commission’s request. [70]
At its forty-eighth
session, in 1996, the Commission analysed the scope for progressive
development and codification after nearly fifty years of work by
the Commission and, in order to provide a global review of the main
fields of general public international law, established a general
scheme of topics of international law classified under thirteen
main fields of public international law, not meant to be exhaustive,
that included topics already taken up by the Commission, topics
under consideration by the Commission and possible future topics. [71]
Apart from
the surveys, the Commission has held a periodic review of its programme
of work with a view to bringing it up to date, taking into account
General Assembly recommendations and the international community’s
current needs and discarding those topics which are no longer suitable
for treatment. Such a review has sometimes taken place at the request
of the General Assembly.
(b) Procedure
and criteria for the selection of topics
Since 1992, the selection of topics by the Commission for its future
work has been carried out in accordance with the procedure under
which designated members of the Commission write a short outline
or explanatory summary on one of the topics included in a pre-selected
list, [73] indicating:
(i) the major issues raised by the topic; (ii) any applicable treaties,
general principles or relevant national legislation or judicial
decisions; (iii) existing doctrine; and (iv) the advantages and
disadvantages of preparing a report, a study or a draft convention,
if a decision is taken to proceed with the topic.
[74]
The Working
Group on the Long-term Programme considers the outlines or summaries
on the various topics prepared by members with a view to identifying
topics for possible future consideration by the Commission. The
Chairman of the Working Group provides an annual oral progress report
to the Planning Group at each session and submits a final written
report containing a list of recommended topics accompanied by syllabuses
in the last year of the quinquennium. The Planning Group considers
and adopts the report which is then submitted to the Commission.
The Commission considers and adopts this report in plenary and includes
it in an annex to its annual report to the General Assembly. The
list of topics is intended to facilitate the selection of topics
by the newly-elected members of the Commission at the beginning
of the next quinquennium, taking into account views expressed in
the Sixth Committee. The list of topics is intended to perform a
function similar to the 1949 list which guided the Commission in
the selection of topics for more than fifty years. The Commission
has recommended that the work on the identification of possibles
future topics continue to follow this procedure which it considers
to be an improvement. [75]
In
the selection of topics, the Commission has been guided by the following
criteria: (i) the topic should reflect the needs of States in respect of the progressive development and codification of international
law; (ii) the topic should be at a sufficiently advanced stage in
terms of State practice to permit progressive development and codification;
(iii) the topic should be concrete and feasible for progressive
development and codification; and (iv) the Commission should not
restrict itself to traditional topics, but should also consider
those that reflect new developments in international law and pressing
concerns of the international community as a whole.
[76]
(c) Topics
on the Commission’s programme of work
At its first session, in 1949, the
Commission reviewed, on the basis of a Secretariat memorandum entitled
“Survey of international law in relation to the work of codification
of the International Law Commission”,
[77] twenty-five
topics for possible inclusion in a list of topics for study. Following
its consideration of the matter, the Commission drew up a provisional
list of fourteen topics selected for codification, as follows:
(a) Recognition of States and Governments;
(b) Succession of
States and Governments;
(c) Jurisdictional
immunities of States and their property;
(d) Jurisdiction with regard to crimes committed
outside national territory;
(e) Regime of the
high seas;
(f) Regime of territorial
waters; [78]
(g) Nationality, including
statelessness;
(h) Treatment of aliens;
(i) Right of asylum;
(j) Law of treaties;
(k) Diplomatic intercourse
and immunities;
(l) Consular intercourse
and immunities;
(m) State responsibility; [79] and
(n) Arbitral procedure.
The Commission
agreed to the 1949 list of fourteen topics on the understanding
that it was provisional and that additions or deletions might be
made after further study by the Commission or in compliance with
the wishes of the General Assembly. Amendments were made in the
course of the Commission’s consideration of certain topics. The
topic of “Succession of States and Governments” was subsequently
divided into three, namely succession
in respect of treaties, succession
in matters other than treaties,
[80] and succession
in respect of membership of international organizations.
[81] The topics
“Regime of the high seas” and “Regime of territorial waters,” for
the most part, were considered separately, but, at its eighth session,
in 1956, the Commission grouped together systematically all the
rules it had adopted under these topics in the final report on the
subject “Law of the Sea”.
The Commission
has submitted a final report on all of the topics included in the
1949 list, except for the following:
(a) Recognition of States and Governments;
(b) Jurisdiction with regard to crimes committed
outside national territory;
(c) Treatment of aliens; and
(d) Right of asylum. [82]
The 1949 list
of topics constituted the Commission’s basic long-term programme
of work for more than fifty years. The list was supplemented by
the following topics:
(a) Draft declaration
on rights and duties of States;
(b) Formulation of
the Nürnberg principles;
(c) Question of international
criminal jurisdiction;
(d) Ways and means
for making the evidence of customary international law more readily
available; [83]
(e) Draft code of
offences against the peace and security of mankind;
[84]
(f) Reservations
to multilateral conventions;
(g) Question of defining
aggression;
(h) Relations between
States and international organizations
[85] (first
and second parts of the topic, the first dealing with the status,
privileges and immunities of representatives of States to international
organizations, and the second dealing with the status,
privileges and immunities of international organizations and their
personnel);
(i) Juridical regime
of historic waters, including historic bays;
[86]
(j) Special missions; [87]
(k) Question of extended
participation in general multilateral treaties concluded under the
auspices of the League of Nations;
(l) Most-favoured-nation
clause;
(m) Question of treaties
concluded between States and international organizations or between
two or more international organizations;
(n) Question of the
protection and inviolability of diplomatic agents and other persons
entitled to special protection under international law;
(o) The law of the
non-navigational uses of international watercourses;
(p) Status of the
diplomatic courier and the diplomatic bag not accompanied by diplomatic
courier; [88]
(q) Review of the
multilateral treaty-making process;
[89]
(r) International liability
for injurious consequences arising out of acts not prohibited by
international law (first and second parts of the topic, the
first dealing with prevention of transboundary
damage from hazardous activities, and the second dealing with
international liability in case of
loss from transboundary harm arising out of such activities);
(s) Reservations
to treaties; [90]
(t) Nationality in
relation to the succession of States (first and second parts
of the topic, the first dealing with the question of nationality
of natural persons, and the second dealing with the question of
nationality of legal persons);
[91]
(u) Diplomatic protection;
(v) Unilateral acts
of States;
(w) Responsibility
of international organizations;
(x) Shared natural
resources; and
(y) Fragmentation
of international law: difficulties arising from the diversification
and expansion of international law.
[92]
The topics
listed above that were placed on the Commission’s programme of work
in addition to those included in the 1949 list may be divided into
four categories: (1) topics that were a specific follow-up to the
Commission’s previous work on one of the topics included in the
1949 list; (2) topics that were not a specific follow-up to the
Commission’s previous work, but nonetheless relate to some extent
to one of the 1949 topics; (3) topics that do not relate to any
of the topics in the 1949 list; and (4) special assignments referred
to the Commission by the General Assembly.
The first category
comprising the topics that were referred to the Commission by the
General Assembly as a specific follow-up to the consideration by
the Commission of a topic included in the 1949 list includes: (h)
relations between States and international
organizations (General Assembly resolution 1289 (XIII) of 5
December 1958 (E,
F,
S,
R,
C,
A));
[93] (i)
juridical regime of historic waters,
including historic bays (General Assembly resolution 1453 (XIV)
of 7 December 1959 (E,
F,
S,
R,
C,
A)); [94] (j)
special missions (General Assembly
resolution 1687 (XVI) of 18 December 1961 (E,
F,
S,
R,
C,
A));
[95] (l)
the most-favoured-nation clause
(General Assembly resolution 2272 (XXII) of 1 December 1967 (E,
F,
S,
R,
C,
A));
[96] (m)
question of treaties concluded between
States and international organizations or between two or more international
organizations (General Assembly resolution 2501 (XXIV) of 12
November 1969 (E,
F,
S,
R,
C,
A)); [97] and (r)
international liability for injurious
consequences arising out of acts not prohibited by international
law (General Assembly resolution 3071 (XXVIII) of 30 November
1973 (E,
F,
S,
R,
C,
A)). [98] The topics listed in
subparagraphs (i), (j) and (m) were referred
to the Commission as a follow-up to the consideration by the General
Assembly of a resolution previously adopted to that effect by a
conference of plenipotentiaries.
The second
category comprising the topics that were not a specific follow-up
to the Commission’s previous work, but nonetheless relate to one
of the 1949 topics, includes: (p) the status
of the diplomatic courier and the diplomatic bag not accompanied
by diplomatic courier, [99] which relates
to the topic of diplomatic intercourse
and immunities; (s) reservations
to treaties, which relates to the topic of the law
of treaties;
[100] (t)
nationality in relation to the succession
of States, which relates to both the topic of succession
of States and Governments as well as the topic of nationality,
including statelessness; and (u) diplomatic
protection and (w) responsibility
of international organizations both of which relate to the topic
of State responsibility.
[101]
The third category
comprising new topics that do not relate to any of the topics in
the 1949 list includes: (o) the law
of the non-navigational uses of international watercourses;
(v) unilateral acts of States;
(x) shared natural resources;
[102] and (y)
fragmentation of international law.
The fourth
category comprising special assignments in terms of requests by
the General Assembly to the Commission to report on particular legal
problems, to examine particular texts or to prepare a particular
set of draft articles
[103] includes:
(a) draft declaration on rights
and duties of States (General Assembly resolution 178 (II) of
21 November 1947 (E,
F,
S,
R,
C));
(b) formulation of the Nürnberg
principles (General Assembly resolution 177 (II) of 21 November
1947 (E,
F, S,
R,
C));
(c) question of international
criminal jurisdiction (General Assembly resolution 260 B (III)
of 9 December 1948 (E,
F,
S,
R,
C));
(e) draft code of offences against
the peace and security of mankind (General Assembly resolution
177 (II) of 21 November 1947 (E,
F, S,
R,
C));
(f) reservations to multilateral
conventions (General Assembly resolution 478 (V) of 16 November
1950 (E,
F,
S,
R,
C,
A)); (g) question of defining
aggression (General Assembly resolution 378 (V) of 17 November
1950 (E,
F,
S,
R,
C));
(k) question of extended participation
in general multilateral treaties concluded under the auspices of
the League of Nations (General Assembly resolution 1766 (XVII)
of 20 November 1962 (E,
F,
S,
R,
C,
A));
(n) question of the protection
and inviolability of diplomatic agents (General Assembly resolution
2780 (XXVI) of 3 December 1971 (E,
F,
S,
R,
C,
A));
and (q) review of the multilateral
treaty-making process (General Assembly resolution 32/48 of
8 December 1977 (E,
F,
S,
R,
C,
A)).
Most of the
topics were referred to the Commission by the General Assembly,
often as a result of an earlier initiative of the Commission itself.
The topics listed above in subparagraphs (s)-(y) were
selected by the Commission in accordance with the new procedure
for the selection of topics. With respect to these topics, the General
Assembly endorsed the Commission’s decisions to undertake studies
on the topics of (s) reservations
to treaties, (t) nationality
in relation to the succession of States, (u) diplomatic
protection and (v) unilateral
acts of States; took note of the Commission’s decision to include
in its programme of work the topics of (x) shared
natural resources and (y) fragmentation
of international law; and requested the Commission to begin
its work on the topic of (w) responsibility
of international organizations.
The Commission
has submitted a final report on all of the topics and sub-topics
added to the 1949 list which are not under current consideration,
except for the following: (h) the second part of the topic
of relations between States and international organizations (status,
privileges and immunities of international organizations and their
personnel), (i) juridical
regime of historic waters, including historic bays; and (t)
the second part of the topic of nationality
in relation to the succession of States (question of nationality
of legal persons).
[104]
5.
Methods of work (top)
(a) Progressive
development and codification
The drafters of the Statute conceived progressive development as a
conscious effort towards the creation of new rules of international
law, whether by means of the regulation of a new topic or by means
of the comprehensive revision of existing rules. Accordingly, they
considered that when the Commission is engaged in the progressive
development of any branch of law, the consummation of the work could
be achieved only by means of an international convention.
[105] Thus the
Statute
contemplates that the Commission prepares a draft convention, and
the General Assembly then decides whether steps should be taken
to bring about the conclusion of an international convention. On
the other hand, when the Commission’s task is one of codification
(namely, the more precise formulation and systematization of existing
customary law), the Statute envisages two other possible conclusions
to its work: (a) simple publication of its report; and (b)
a resolution of the General Assembly, taking note of or adopting
the report (article 23, paragraph 1). The Statute also lays down
the specific steps to be taken by the Commission in the course of
its work on progressive development (articles 16 and 17) and on
codification (articles 18 to 23).
The Commission
has indicated that the distinctions drawn in its Statute
between the two processes have proved unworkable and could be eliminated
in any review of the Statute. [106] Instead
the Commission has proceeded with its work on the basis of a composite
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