At
its first session, in
1949, the Commission selected arbitral procedure as one of the
topics for codification to which it gave priority and appointed
Georges Scelle as Special Rapporteur. The Commission considered
this topic at its second,
fourth, fifth,
ninth and tenth
sessions, in 1950, 1952, 1953, 1957 and 1958, respectively.
In connection with its work on this topic, the Commission had
before it the reports of the Special Rapporteur, [1] information provided
by Governments
[2] as well as documents
prepared by the Secretariat. [3]
At its fourth session, in 1952,
the Commission, adopted on first reading a draft on arbitral
procedure and communicated it to Governments for comment. At
its fifth session, in
1953, the Commission adopted the revised draft on arbitral procedure,
which was at that time intended as a final draft.
[4] In its report
on the fifth session to the General Assembly, the Commission
expressed the view that this final draft, as adopted, called
for action on the part of the Assembly of the kind contemplated
in article 23, paragraph 1 (c), of the Statute of the
Commission, namely, that the draft should be recommended to
Member States with a view to the conclusion of a convention;
the Commission recommended accordingly. [5]
The Commission emphasized that the draft had a dual aspect, representing
both a codification of existing law on international arbitration
and a formulation of what the Commission considered to be desirable
developments in the field. Thus the Commission had taken as
a basis the traditional features of arbitral procedure in the
settlement of international disputes, such as those relating
to the undertaking to arbitrate, the constitution and powers
of an arbitral tribunal, the general rules of evidence and procedure,
and the award of arbitrators. At the same time, the Commission
had also provided certain procedural safeguards for securing
the effectiveness, in accordance with the original common intention
of the parties, of the undertaking to arbitrate. For example,
in order to prevent one of the parties from avoiding arbitration
by claiming that the dispute in question was not covered by
the undertaking to arbitrate, the draft provided for a binding
decision by the International Court of Justice as to the arbitrability
of the dispute. Similarly, in order to avoid the frustration
that might be caused by one party withdrawing its arbitrator,
the draft provided for the immutability of the tribunal once
it had been formed, except in specified cases. The draft also
included provisions for the drawing up of the compromis — an
agreement concerning the undertaking to arbitrate and the arrangements
for arbitration proceedings, e.g., nomination of arbitrators,
the date and place for the proceedings — by the arbitral tribunal
in cases where the parties had failed to reach agreement on
the subject.
[6]
The draft was considered by the General Assembly at its eighth and
tenth sessions, in 1953 and 1955, where it was subjected to
considerable criticism, particularly in view of the Commission’s
recommendation for the conclusion of a convention on the subject.
The Assembly, in resolution 989 (X) of 14 December 1955 (E,
F,
S,
R,
C,
A), noting that a number of suggestions for improvements on the draft
had been put forward in the comments submitted by Governments
and in the observations made in the Sixth Committee at the eighth
and tenth sessions of the General Assembly, invited the Commission
to consider the comments of Governments and the discussions
in the Sixth Committee in so far as they may contribute further
to the value of the draft on arbitral procedure, and to report
to the General Assembly at its thirteenth session.
At its ninth session, in 1957,
the Commission appointed a committee to consider the matter
in the light of the General Assembly resolution. In accordance
with the conclusion of the committee, the Commission considered
the ultimate object to be attained in reviewing the draft on
arbitral procedure, in particular, whether this object should
be a convention or simply a set of model rules which States
might use, either wholly or in part, in the drawing up of provisions
for inclusion in international treaties and special arbitration
agreements. The Commission decided in favour of the second alternative.
In doing so, the Commission recognized that the draft, as it
stood, went beyond what the majority of Governments would be
prepared to accept in advance as a general multilateral convention
on arbitration. The Commission, however, was of the opinion
that the recasting of the draft with a view to attracting the
signature and ratification of a majority of Governments would
mean a complete revision, involving in all probability an alteration
in the whole concept on which the draft was based. In these
circumstances, the Commission took the view that it would be
preferable to leave the substance of the draft intact and present
it to the General Assembly as a set of draft articles which
States could use as models in concluding bilateral or multilateral
arbitral agreements or in submitting particular disputes to
ad hoc arbitration.
At its tenth session, in 1958,
the Commission adopted, on the basis of a report by the Special
Rapporteur,
[7] a set of “Model
Rules on Arbitral Procedure” followed by a general commentary.
[8] In submitting
the final set to the General Assembly, the Commission recommended
that the Assembly by resolution adopt the report. [9]
With reference to the scope and purpose of the Model Rules, which were
intended to apply to arbitrations between States, the Commission
observed: