At its first
session, in 1949, the Commission selected State responsibility
as one of the topics for codification without, however, including
it in the list of topics to which it gave priority. At its sixth
session, in 1954, the Commission took note of General Assembly
resolution 799 (VIII) of 7 December 1953 (E,
F,
S,
R,
C),
requesting the Commission to undertake, as soon as it considered
it advisable, the codification of the principles of international
law governing State responsibility.
[2]
At its seventh session, in 1955,
the Commission decided to begin the study of State responsibility
and appointed F. V. García Amador as Special
Rapporteur for the topic. At the next six sessions of the
Commission, from 1956 to 1961, the Special Rapporteur presented
six successive reports, [3] dealing, on the
whole, with the question of responsibility for injuries to the
persons or property of aliens.
In pursuance of General Assembly resolution 1686 (XVI) of 18 December
1961 (E,
F,
S,
R,
C,
A), in which the Assembly recommended that the Commission continue its
work on State responsibility, the Commission, at its fourteenth
session, in 1962, held a debate on its programme of future work
in the field of State responsibility. The idea that the topic
of State responsibility should be one of those which should
receive priority met with the general approval of the Commission.
There were divergent views, however, concerning the best approach
to the study of the question and the issues the study should
cover. As a result, the Commission decided to set up a Subcommittee
whose task was to submit to the Commission at its next session
a preliminary report containing suggestions concerning the scope
and approach of the future study.
At its fifteenth session, in
1963, the Commission considered the report of the Subcommittee
on State Responsibility.
[4] All members of
the Commission who took part in the discussion agreed with the
general conclusions of the report, namely: (1) that priority
should be given to the definitions of the general rules governing
the international responsibility of the State; and (2) that,
in defining these general rules, the experience and material
gathered in certain special sectors, especially that of responsibility
for injuries to the persons or property of aliens, should not
be overlooked and that careful attention should be paid to the
possible repercussions which developments in international law
may have had on State responsibility. The Subcommittee’s suggestion
that the study of the responsibility of other subjects of international
law, such as international organizations, should be left aside
also met with the general approval of the members of the Commission.
At the same session, the Commission appointed Roberto Ago as
Special Rapporteur for the
topic.
The General Assembly, in resolution 1902 (XVIII) of 18 November 1963
(E,
F,
S,
R,
C,
A), recommended that the Commission should “continue its work on State
responsibility, taking into account the views expressed at the
eighteenth session of the General Assembly and the report of
the Subcommittee on State Responsibility and giving due consideration
to the purposes and principles enshrined in the Charter of the
United Nations”. In its resolution 2272 (XXII) of 1 December 1967 (E,
F,
S,
R,
C,
A), the General Assemb1y recommended that the Commission expedite the
study of the topic of State responsibility and, by resolution
2400 (XXIII) of 11 December 1968 (E,
F,
S,
R,
C,
A), recommended that the Commission “make every effort to begin substantive
work” on the topic as from its next session.
The Commission proceeded with its work on the topic at its nineteenth,
twenty-first and twenty-second
sessions, from its twenty-fifth
to thirty-eighth sessions,
at its forty-first and
forty-second sessions
and from its forty-fourth
to fifty-third sessions,
in 1967, 1969 and 1970, from 1973 to 1986, in 1989 and 1990
and from 1992 to 2001, respectively. Following the resignation
of Roberto Ago from the Commission in 1978, the Commission appointed
Willem Riphagen, Gaetano Arangio-Ruiz and James Crawford as
the successive Special Rapporteurs
for the topic at its thirty-first, thirty-ninth and forty-ninth
sessions, in 1979, 1987 and 1997, respectively. In connection
with its consideration of the topic, the Commission had before
it a note and the reports of the Special Rapporteurs,
[5] comments and observations
received from Governments [6] as well as documents
prepared by the Secretariat. [7]
At its twenty-first session,
in 1969, the Commission, after examining the first report of
the Special Rapporteur,
[8] requested the
Special Rapporteur, Mr. Ago, to prepare a report containing
a first set of draft articles on the topic, the aim being “to
establish, in an initial part of the proposed draft articles,
the conditions under which an act which is internationally illicit
and which, as such, generates an international responsibility,
can be imputed to a State”.
[9] The criteria laid
down by the Commission as a guide for its future work on the
topic were summarized as follows:
(a) The Commission intended to confine its study of international
responsibility, for the time being, to the responsibility of
States;
(b) The Commission would first examine the question of the responsibility
of States for internationally wrongful acts. The question of
responsibility arising from certain lawful acts, such as space
and nuclear activities, would be examined as soon as the Commission’s
programme of work permitted;
(c) The Commission agreed to concentrate its study on the determination
of the principles which govern the responsibility of States
for internationally wrongful acts, maintaining a strict distinction
between this task and that of defining the rules that place
obligations on States, the violation of which may generate responsibility;
(d) The study of the international responsibility of States
would comprise two broad separate phases, the first covering
the origin of international responsibility and the second the
content of that responsibility. The first task was to determine
what facts and circumstances must be established in order to
be able to impute to a State the existence of an internationally
wrongful act which, as such, is a source of international responsibility.
The second task was to determine the consequences attached by
international law to an internationally wrongful act in different
cases, in order to arrive, on this basis, at a definition of
the content, forms and degrees of responsibility. Once these
tasks had been accomplished, the Commission would be able to
decide whether a third phase should be added in the same context,
covering the examination of certain problems relating to what
has been termed the “implementation” of the international responsibility
of States and questions concerning the settlement of disputes
with regard to the application of the rules on responsibility.
At the Commission’s twenty-second
session, in 1970, the Special Rapporteur presented a second
report,
[10] entitled “The
origin of international responsibility”, which examined the
following general rules governing the topic as a whole: the
principle of the internationally wrongful act as a source of
responsibility; the essential conditions for the existence of
an internationally wrongful act; and the capacity to commit
such acts. Draft articles were submitted in respect of these
fundamental rules. The Commission’s discussion of the report
led it to a series of conclusions as to the method, substance,
and terminology essential for the continuation of its work on
State responsibility.
The draft articles, which were cast in a form that would have permitted
them to be used as the basis for the conclusion of a convention
if so decided, related solely to the responsibility of States
for internationally wrongful acts. The Commission fully
recognized the importance not only of questions of responsibility
for internationally wrongful acts, but also of questions concerning
the obligation to make good any injurious consequences arising
out of certain activities not prohibited by international law
(especially those which, because of their nature, present certain
risks). The Commission took the view, however, that the latter
category of questions could not be treated jointly with the
former. Being obliged to bear any injurious consequences of
an activity which is itself lawful, and being obliged to face
the consequences (not necessarily limited to compensation) of
the breach of a legal obligation, are not comparable situations.
The limitation of the draft articles to responsibility of States
for internationally wrongful acts merely meant that the Commission
would make its study of the topic of international liability
for injurious consequences arising out of certain acts not prohibited
by international law separately from that of responsibility
for internationally wrongful acts, so that two matters, which,
in spite of certain appearances, are quite distinct, would not
be dealt with in one and the same draft. Thus, the Commission
emphasized that the expression “State responsibility”, which
appeared in the title of the draft, was to be understood as
meaning only “responsibility of States for internationally wrongful
acts”.
The Commission also pointed out that the purpose of the draft articles
was not to define the rules imposing on States, in one sector
or another of inter-State relations, obligations whose breach
could be a source of responsibility and which, in a certain
sense, may be described as “‘primary”. On the contrary, in preparing
its draft the Commission undertook to define other rules which,
in contradistinction to the primary rules, may be described
as “secondary”, inasmuch as they were aimed at determining the
legal consequences of failure to fulfil obligations established
by the “primary” rules. Only these “secondary” rules fall within
the actual sphere of responsibility for internationally wrongful
acts. This does not mean that the content, nature and scope
of the obligations imposed on the State by the “primary” rules
of international law are of no significance in determining the
rules governing responsibility for internationally wrongful
acts. The essential fact nevertheless remains that it is one
thing to state a rule and the content of the obligation it imposes,
and another to determine whether that obligation has been breached
and what the consequences of the breach must be. Only this second
aspect comes within the actual sphere of the international responsibility
that is the subject matter of the draft.
The draft articles are concerned only with the determination of the
rules governing the international responsibility of the State
for internationally wrongful acts, that is to say, the rules
that govern all the new legal relationships to which an internationally
wrongful act on the part of a State may give rise in different
cases. They codify the rules governing the responsibility of
States for internationally wrongful acts “in general”, not simply
in certain particular sectors. The international responsibility
of the State is made up of a set of legal situations which result
from the breach of any international obligation, whether imposed
by the rules governing one particular matter or by those governing
another.
[11]
It was on the basis of these conclusions that the Commission undertook
the preparation of draft articles on the topic, beginning the
first reading thereof at its twenty-fifth
session, in 1973.
The General Assembly, by resolution 3071 (XXVIII) of 30 November 1973
(E,
F,
S,
R,
C,
A), recommended that the Commission should continue on a priority basis
at its twenty-sixth
session its work on State responsibility with a view to the
preparation of a first set of draft articles on responsibility
of States for internationally wrongful acts, and that the Commission
should undertake at an appropriate time a separate study of
the topic of international liability for injurious consequences
arising out of the performance of other activities.
At its twenty-fifth to thirtieth
sessions, from 1973 to 1978, the Commission provisionally adopted
on first reading chapters I, II and III of Part One of the draft
articles on State responsibility for internationally wrongful
acts. In 1978, in conformity with the pertinent provisions of
its Statute, the Commission requested the Governments of Member
States to transmit their observations and comments on those
chapters.
The General Assembly, in resolution 33/139 of 19
December 1978 (E,
F,
S,
R,
C,
A), endorsed this decision of the Commission.
At its thirty-second session,
in 1980, the Commission provisionally adopted on first reading
the whole of Part One of the draft articles, concerning “the
origin of international responsibility”. The Commission decided,
in conformity with articles 16 and 21 of its Statute, to transmit
the provisions of chapters IV and V to the Governments of Member
States, through the Secretary-General, and to request them to
transmit their observations and comments on those provisions.
The Commission also decided to renew its request to Governments
to transmit their observations and comments on chapters I, II
and III.
At its forty-eighth session,
in 1996, the Commission completed the first reading of Parts
Two and Three of the draft articles and decided, in accordance
with articles 16 and 21 of its Statute, to transmit the draft
articles provisionally adopted by the Commission on first reading
(F)
to Governments for comments and observations.
The General Assembly, in resolution 51/160 of 16
December 1996
(E,
F,
S,
R,
C,
A), expressed its appreciation to the Commission for the completion of
the provisional draft articles and urged Governments to submit
their comments and observations on the draft in writing, as
requested by the Commission.
At its forty-ninth session,
in 1997, the Commission began the second reading of the draft
articles on the basis of the four reports submitted by the new
Special Rapporteur, Mr. Crawford,
as well as comments by Governments. At the same session, it
established a working group on State Responsibility to address
matters dealing with the second reading of the topic. [12]
At its fiftieth session, in
1998, the Commission held an extensive debate
[13] on the issue
of the treatment of State “crimes” and “delicts” in the draft
articles based on the first report of the Special Rapporteur. [14] Following the
debate, the Commission noted that no consensus existed on this
issue and that more work needed to be done on possible ways
of dealing with the substantial questions raised. It was accordingly
agreed that: (a) without prejudice to the views of any member
of the Commission, draft article 19 concerning international
crimes and delicts would be put aside for the time being while
the Commission proceeded to consider other aspects of Part One;
(b) consideration should be given to whether the systematic
development in the draft articles of key notions such as obligations
erga omnes, peremptory norms (jus cogens) and
a possible category of the most serious breaches of international
obligation could be sufficient to resolve the issues raised
by article 19; (c) this consideration would occur, in the first
instance, in the Working Group established on this topic and
also in the Special Rapporteur’s second report; and (d) in the
event that no consensus was achieved through this process of
further consideration and debate, the Commission would return
to the questions raised in the first report as to draft article
19, with a view to taking a decision thereon.
[15] At the same session,
the Commission established a Working Group to assist the Special
Rapporteur in the consideration of various issues during the
second reading of the draft articles.
The Commission completed the second reading of the draft articles at
its fifty-third session,
in 2001. At that session, the Commission established two Working
Groups on the topic: one open-ended Working Group to deal with
the main outstanding issues on the topic, and the other Working
Group to consider the commentaries to the draft articles.
On the recommendation of the first Working Group, the Commission agreed
as an exception to its long-standing practice in adopting draft
articles on second reading to include a brief summary of the
debate concerning the main outstanding issues in the light of
the importance of the topic and the complexity of the issues
as well as the Working Group’s recommendations on those issues.
[16] On the basis
of the Working Group’s recommendations, [17] the Commission
reached the following understandings:
(a)
Serious breaches of obligations to the international community
as a whole: Part Two, chapter III, would be retained; article
42, paragraph 1, concerning damages reflecting the gravity of
the breach would be deleted; and previous references to serious
breach of an obligation owed to the international community
as a whole and essential for the protection of its fundamental
interests, which mostly dealt with the question of invocation
as expressed by the International Court of Justice in the Barcelona
Traction case, would be replaced with the category of peremptory
norms. Use of the category of peremptory norms was preferred
since it concerned the scope of secondary obligations, and not
their invocation, and the notion of peremptory norms was well
established in the Vienna Convention on the Law of Treaties
(see annex V, section F). The new formulation would not
deal with trivial or minor breaches of peremptory norms, but
only with serious breaches of peremptory norms. The Drafting
Committee would give further consideration to aspects of consequences
of serious breaches in order to simplify these, to avoid excessively
vague formulas and to narrow the scope of its application to
cases falling properly within the scope of the chapter.
(b)
Countermeasures: It was undesirable to include all or a substantial
part of the articles on countermeasures in article 23, which
was devoted only to one aspect of the question. Such an attempt
would overburden article 23 and could even make it incomprehensible.
Article 23 would remain in chapter V of Part One and the chapter
on countermeasures would remain in Part Three, but article 54,
which dealt with countermeasures by States other than the injured
State, would be deleted. Instead, there would be a saving clause
leaving all positions on this issue unaffected. In addition,
article 53 dealing with conditions relating to countermeasures,
would be reconsidered and the distinction between countermeasures
and provisional countermeasures would be deleted. That article
would be simplified and brought substantially into line with
the decisions of the arbitral tribunal in the Air Services
case and of the International Court of Justice in the Gabčíkovo-Nagymaros
case. Articles 51 and 52 on the obligations not subject
to countermeasures and proportionality would be reconsidered,
as necessary.
(c)
Dispute settlement provisions: The Commission would not include
provisions for a dispute settlement machinery, but would draw
attention to the machinery elaborated by the Commission in the
first reading draft as a possible means for settlement of disputes
concerning State responsibility; and would leave it to the General
Assembly to consider whether and what form of provisions for
dispute settlement would be included in the event that the Assembly
should decide to elaborate a convention.
(d)
Form of the draft articles: The Commission, in the first instance,
would recommend to the General Assembly that it take note of
the draft articles and annex the text of the articles to a resolution,
similar to the procedure followed by the Assembly with regard
to the articles on “Nationality of natural persons in relation
to the succession of States” in resolution 55/153 of 12 December
2000. The recommendation would also propose that, given the
importance of the topic, in the second and later stage the Assembly
should consider the adoption of a Convention on this topic,
which would raise the question of dispute settlement mentioned
above.
At the same session, the Commission also decided to amend the title
of the topic to “Responsibility of States for internationally
wrongful acts” to distinguish the topic from the responsibility
of the State under internal law and from the concept of international
“liability” for acts not prohibited by international law.
[18]
At the same session, the Commission adopted the entire set of final
draft
articles on responsibility of States for internationally wrongful
acts consisting of 59 articles as well as commentaries
thereto. [19] The draft articles
are divided into four parts, as follows: Part One. The internationally
wrongful act of a State, including Chapter I. General principles,
Chapter II. Attribution of conduct to a State, Chapter III.
Breach of an international obligation, Chapter IV. Responsibility
of a State in connection with the act of another State and Chapter
V. Circumstances precluding wrongfulness; Part Two. Content
of the international responsibility of a State, including Chapter
I. General principles, Chapter II. Reparation for injury and
Chapter III. Serious breaches of obligations under peremptory
norms of general international law; Part Three. The implementation
of the international responsibility of a State, including Chapter
I. Invocation of the responsibility of a State and Chapter II.
Countermeasures; and Part Four. General provisions.
The Commission decided, in accordance with article 23 of its Statute,
to recommend to the General Assembly that it take note of the
draft articles on responsibility of States for internationally
wrongful acts in a resolution, and that it annex the draft articles
to the resolution. The Commission decided further to recommend
that the General Assembly consider, at a later stage, and in
the light of the importance of the topic, the possibility of
convening an international conference of plenipotentiaries to
examine the draft articles on responsibility of States for internationally
wrongful acts with a view to concluding a convention on the
topic. The Commission was of the view that the question of the
settlement of disputes could be dealt with by the above-mentioned
international conference, if it considered that a legal mechanism
on the settlement of disputes should be provided in connection
with the draft articles.
[20]
The General Assembly, in resolution 56/83 of 12 December 2001 (E,
F,
S,
R,
C,
A), as recommended by the Commission, took note of the articles on responsibility
of States for internationally wrongful acts, the text of which
was annexed to the resolution, commended them to the attention
of Governments without prejudice to the question of their future
adoption or other appropriate action, and decided to include
in the provisional agenda of its fifty-ninth session, in 2004,
an item entitled “Responsibility of States for internationally
wrongful acts”.
The General Assembly, in resolution 59/35 of 2 December
2004 (E,
F,
S,
R,
C,
A),
again commended the articles
on responsibility of States for internationally wrongful acts;
and requested the Secretary-General to invite Governments to
submit their written comments on any future action regarding
the articles, as well as to prepare an initial compilation of
decisions of international courts, tribunals and other bodies
referring to the articles and to invite Governments to submit
information on their practice in this regard. It further requested
the Secretary-General to submit this material well in advance
of the sixty-second session and decided to include in the provisional
agenda of its sixty-second session (2007) an item entitled "Responsibility
of States for internationally wrongful acts".
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